Audit Services

CAPA & Root Cause Analysis

Practical root-cause investigation and corrective & preventive action (CAPA) plans that actually close findings — and stand up to regulatory scrutiny.

A finding is only resolved when its cause is understood and prevented from recurring. I help sponsors and CROs investigate audit and inspection findings, deviations and quality events to true root cause, then design CAPAs that are specific, verifiable and proportionate.

Weak CAPAs — vague actions, reflexive retraining, no effectiveness check — are themselves a common inspection finding. I help you avoid that.

What the audit covers

  • Root cause analysis (5 Whys, fishbone and related tools)
  • Corrective and preventive action planning
  • CAPA effectiveness checks and verification
  • Trending and systemic-issue identification
  • Support responding to audit and inspection findings

What you receive

  • Documented root cause analysis
  • CAPA plan with owners, actions and due dates
  • An effectiveness-verification approach

Why it matters

Regulators judge a quality system by how well it closes its own findings. Strong CAPA turns a problem into evidence that your system works.

Standards & frameworks

ICH E6 GCP ICH Q10 (where relevant) FDA CAPA expectations

Frequently asked questions

What is a CAPA in clinical research?

CAPA stands for Corrective and Preventive Action — the documented process of correcting a quality problem, finding its root cause and putting preventive measures in place so it does not recur.

What makes a CAPA effective?

An effective CAPA addresses the true root cause (not just the symptom), defines specific actions with owners and dates, is proportionate to the risk, and includes a verification step to confirm the problem stays fixed.

Ready to make your trial inspection-ready?

Free initial consultation to scope your audit needs — usually a reply within one business day.